U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM 10-QSB

 

(Mark One)

 

ý

 

Quarterly report under Section 13 or 15(d) of the Securities Exchange Act of 1934

 

 

 

 

 

For the quarterly period ended September 30, 2004

 

 

 

o

 

Transition report under Section 13 or 15(d) of the Exchange Act

 

 

 

 

 

For the transition period from                      to        

 

 

 

Commission File No. 000-28344

 

 

 

FIRST COMMUNITY CORPORATION

(Exact Name of Small Business Issuer as Specified in its Charter)

 

South Carolina

 

57-1010751

(State of Incorporation)

 

(I.R.S. Employer Identification)

 

 

 

5455 Sunset Boulevard, Lexington, South Carolina 29072

(Address of Principal Executive Offices)

 

 

 

(803) 951-2265

(Issuer’s Telephone Number, Including Area Code)

 

 

 

N/A

(Former Name, Former Address and Former Fiscal Year, if Changed Since Last Report)

 

Check whether the issuer: (1) filed all reports required to be filed by Section 13 or 15(d) of the Exchange Act during the past 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.  Yes ý   No o

 

State the number of shares outstanding of each of the issuer’s classes of common equity, as of the latest practicable date:

 

2,819,517 shares of common stock, par value $1.00 per share, were issued and outstanding as of October 31, 2004.

 

Transitional Small Business Disclosure Format (check one):   Yes o  No ý

 

 



 

TABLE OF CONTENTS

 

PART I - FINANCIAL INFORMATION

 

Item 1. Financial Statements.

 

Consolidated Balance Sheets

 

Consolidated Statements of Income

 

Consolidated Statements of Shareholders’ Equity and Comprehensive Income (Loss)

 

Consolidated Statements of Cash Flows

 

Notes to Consolidated Financial Statements

 

Item 2. Managements Discussion and Analysis

 

Item 3. Controls and Procedures

 

 

 

PART II – OTHER INFORMATION

 

Item 1. Legal Proceedings

 

Item 2. Unregistered Sales of Equity Securities and Use of Proceeds

 

Item 3. Defaults Upon Securities

 

Item 4. Submission of Matters to a Vote of Security Holders

 

Item 5. Other Information

 

Item 6. Exhibits

 

Index to Exhibits

 

Signatures

 

EX-31.1 Rule 13a-14(a) Certification of the Chief Executive Officer

 

EX-31.2 Rule 13a-14(a) Certification of the Chief Financial Officer

 

EX-32 Section 1350 Certification

 

 

2



 

FIRST COMMUNITY CORPORATION

CONSOLIDATED BALANCE SHEETS

 

 

 

September 30,
2004

 

December 31,
2003

 

 

 

(Unaudited)

 

 

 

ASSETS

 

 

 

 

 

Cash and due from banks

 

$

7,947,359

 

$

6,926,341

 

Interest-bearing bank balances

 

3,236,190

 

2,221,397

 

Federal funds sold and securities purchased under agreements to resell

 

36,883,034

 

17,335,461

 

Investment securities - available for sale

 

65,606,919

 

53,958,799

 

Investment securities - held-to-maturity (market value of  $5,564,421 and $5,169,282 at September 30, 2004 and December 31, 2003, respectively)

 

5,380,354

 

4,994,896

 

Loans

 

132,814,050

 

121,008,673

 

Less, allowance for loan losses

 

1,858,033

 

1,705,082

 

Net loans

 

130,956,017

 

119,303,591

 

Property, furniture and equipment - net

 

9,323,372

 

7,981,611

 

Intangible assets

 

630,000

 

763,585

 

Other assets

 

2,547,628

 

1,543,008

 

Total assets

 

$

262,510,873

 

$

215,028,689

 

 

 

 

 

 

 

LIABILITIES

 

 

 

 

 

Deposits:

 

 

 

 

 

Non-interest bearing demand

 

$

45,890,012

 

$

37,043,600

 

NOW and money market accounts

 

59,463,103

 

57,015,473

 

Savings

 

22,932,556

 

11,222,761

 

Time deposits less than $100,000

 

46,782,748

 

45,125,843

 

Time deposits $100,000 and over

 

39,583,810

 

34,850,195

 

Total deposits

 

214,652,229

 

185,257,872

 

Securities sold under agreements to repurchase

 

6,270,100

 

3,941,000

 

Federal Home Loan Bank Advances

 

4,000,000

 

5,000,000

 

Long-term debt, trust preferred securities

 

15,464,000

 

 

Other short-term borrowed money

 

136,006

 

160,076

 

Other liabilities

 

1,151,525

 

1,160,927

 

Total liabilities

 

241,673,860

 

195,519,875

 

 

 

 

 

 

 

SHAREHOLDERS’ EQUITY

 

 

 

 

 

Preferred stock, par value $1.00 per share; 10,000,000 shares authorized; none issued and outstanding

 

 

 

 

 

Common stock, par value $1.00 per share; 10,000,000 shares shares authorized; issued and outstanding 1,616,263 at September 30, 2004 and 1,597,224 at December 31, 2003

 

1,616,263

 

1,597,224

 

Additional paid in capital

 

13,065,657

 

12,862,715

 

Retained earnings

 

6,014,562

 

4,909,742

 

Unrealized gain on securities available-for-sale

 

140,531

 

139,133

 

Total shareholders’ equity

 

20,837,013

 

19,508,814

 

Total liabilities and shareholders’ equity

 

$

262,510,873

 

$

215,028,689

 

 

3



 

FIRST COMMUNITY CORPORATION

CONSOLIDATED STATEMENTS OF INCOME

 

 

 

Nine
Months Ended
September 30,
2004

 

Nine
Months Ended
September 30,
2003

 

 

 

(Unaudited)

 

(Unaudited)

 

Interest income: